Education and Social Mobility

Ongoing Work

  • The Effects of Social Mobility
    With Ethan Fosse

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    Direct empirical tests of the causal relationship between individuals’ experiences of social mobility and other outcomes – such as their socio-psychological well-being, their political attitudes, or their behaviors – are rare and difficult. The main challenge is methodological: By definition, social mobility is the linear combination of social origins and social destinations. As such, it is impossible to disentangle the relative causal impact exerted by the culture of one’s origin class, of one’s destination class, and the gap between the two. We outline an approach that addresses this methodological obstacle not through ultimately arbitrary parametric assumptions but through a method of non-parametric bounding. This approach directly incorporates existing theoretical predictions and ethnographic insights into a statistical model to reveal the degree to which they can help estimate the individual-level effects of social mobility.

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  • Multigenerational Cycles of Poverty?
    With Davis Daumler & Jingying He

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    Prior research on the intergenerational determinants of poverty has focused on the effects of parents’ poverty status on their immediate offspring. In contrast, this project investigates whether and why the intergenerational transmission of poverty extends beyond two generations, namely to the eventual offspring of children who grow up in poverty – questions that, despite much discourse about “multigenerational cycles of poverty”, remain unanswered. The project provides a detailed description of children in multigenerational poverty, test for the presence of direct multigenerational poverty effects, and provide a joint assessment of poverty and fertility dynamics in the transmission of poverty across three generations.

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  • Affluence Dynamics in the United States
    With Lloyd Grieger

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    This project assesses the changing permeability of top income and earnings positions by providing new estimates of how common it is for a person to reach the top of the income/earnings distribution in their lifetime and by answering whether access to these top positions has changed over time and why. We expand upon a long-standing literature that has focused on the bottom of the income distribution, i.e. on poverty dynamics, and correct prior, biased estimates of the dynamics of affluence using new data from the Panel Study of Income Dynamics and Social Security Administration earnings records.

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Published Work

  • The Land of Opportunity? Trends in Social Mobility and Education in the United States.
    Book Chapter (2020), with Florian Hertel
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    This chapter provides insights into long-term trends in the intergenerational mobility of men and women born in the United States. We study both absolute and relative social mobility and analyze in some detail the relation between education and intergenerational mobility. By doing so, we provide some insights into possible drivers of relative mobility trends in the United States. Given the pervasive narrative of the US as the land of opportunity, it is surprising that the US has not been part of the latest dedicated comparative research efforts on social class mobility — a gap that we hope to narrow with this contribution. The fundamental transformation of the education system, which raised the US average educational attainment above most other countries over much of the twentieth century, makes an interesting case for the study of the association of class mobility and education.

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  • How Has Educational Expansion Shaped Social Mobility Trends in the United States?
    Social Forces (2015), with Florian Hertel
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    This contribution provides a long-term assessment of intergenerational social mobility trends in the United States across the 20th and early 21st centuries and assesses the determinants of those trends. In particular, we study how educational expansion has contributed to the observed changes in mobility opportunities for men across cohorts. Drawing on recently developed decomposition methods, we empirically identify the contribution of each of the multiple channels through which changing rates of educational participation shape mobility trends. We find that a modest but gradual increase in social class mobility can nearly exclusively be ascribed to an interaction known as the compositional effect, according to which the direct influence of social class backgrounds on social class destinations is lower among the growing number of individuals attaining higher levels of education. This dominant role of the compositional effect is also due to the fact that, despite pronounced changes in the distribution of education, class inequality in education has remained stable while class returns to education have shown no consistent trend. Our analyses also provide a cautionary tale about mistaking increasing levels of social class mobility for a general trend toward more fluidity in the United States. The impact of parental education on son’s educational and class attainment has grown or remained stable, respectively. Here, the compositional effect pertaining to the direct association between parental education and son’s class attainment counteracts a long-term trend of increasing inequality in educational attainment tied to parents’ education.

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  • Equality and Quality in Education
    Social Science Research (2015)
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    This contribution assesses the performance of national education systems along two important dimensions: The degree to which they help individuals develop capabilities necessary for their successful social integration (educational quality) and the degree to which they confer equal opportunities for social advancement (educational equality). It advances a new conceptualization to measure quality and equality in education and then uses it to study the relationship between institutional differentiation and these outcomes. It relies on data on final educational credentials and literacy among adults that circumvent some of the under-appreciated conceptual challenges entailed in the widespread analysis of international student assessment data. The analyses reveal a positive relationship between educational quality and equality and show that education systems with a lower degree of institutional differentiation not only provide more educational equality but are also marked by higher levels of educational quality. While the latter association is partly driven by other institutional and macro-structural factors, I demonstrate that the higher levels of educational equality in less differentiated education systems do not entail an often-assumed trade-off for lower quality.

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  • The Community College Effect Revisited
    Sociological Science (2014), with Jennie Brand and Sara Goldrick-Rab
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    Community colleges are controversial educational institutions, often said to simultaneously expand college opportunities and diminish baccalaureate attainment. We assess the seemingly contradictory functions of community colleges by attending to effect heterogeneity and alternative counterfactual conditions. Using data on postsecondary outcomes of high school graduates of Chicago Public Schools, we find that enrolling at a community college penalizes more advantaged students who otherwise would have attended four-year colleges, particularly highly selective schools; however, these students represent a relatively small portion of the community college population, and these estimates are almost certainly biased. On the other hand, enrolling at a community college has a modest positive effect on bachelor’s degree completion for disadvantaged students who otherwise would not have attended college; these students represent the majority of community college-goers. We conclude that discussions among scholars, policymakers, and practitioners should move beyond considering the pros and cons of community college attendance for students in general to attending to the implications of community college attendance for targeted groups of students.

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  • Intergenerational transmission of well-being
    Focus (2014), with Robert Schoeni
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    In this article, we provide a brief overview of some established findings on intergenerational mobility as well as some new research directions

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  • Multigenerational Approaches to Social Mobility. A Multifaceted Research Agenda
    Research in Social Stratification and Mobility (2014)
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    For decades, scholars have debated the main determinants of intergenerational mobility, its changing levels, cross-national differences and their explanations, and – from time to time – the theoretical underpinnings of the models used to assess it. And yet, one main assumption that has gone largely untested for all this time has been the idea that intergenerational social mobility should be measured as the similarity in socio-economic outcomes between parents and their offspring, that is, between two generations. This two-generation paradigm has most recently and forcefully been challenged by Robert Mare in his presidential address to the Population Association of America. This special issue brings together new work from sociologists, economists, and demographers as a response to Mare’s call for more research on multigenerational mobility processes. I discuss selected aspects of this broader multigenerational research agenda in an effort to provide an overview of some of the central unanswered questions lying ahead. I also point out some of the data sources available for multigenerational research and then focus on the Panel Study ofIncome Dynamics. I illustrate its use with a brief, original analysis of multigenerational educational mobility in the United States. The final section provides a brief summary of each contribution included here.

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  • Beyond Access. Explaining Socioeconomic Differences in College Transfer
    Sociology of Education (2009), with Sara Goldrick-Rab
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    Reducing socioeconomic differences in college transfer requires understanding how and why parental education, occupational class, and family income are associated with changing colleges. Building on prior studies of traditional community college transfer, the authors explore relationships between those factors and two types of transfer among four-year college students. The results indicate that reverse transfer—the move from a four-year to a community college—is more common among students from less-educated families partly because of lower levels of academic performance during their freshman year. In contrast, students from advantaged backgrounds in terms of class and income are more likely than are others to engage in a lateral transfer—from a four-year to a four-year college—which may reflect individual preferences for changing colleges, rather than a reaction to poor academic performance. Implications for policy and practice are discussed in light of the fact that only reverse transfer is associated with lower rates of completion of bachelor’s degrees.

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  • Persistent Inequality in Educational Attainment and Its Institutional Context
    European Sociological Review (2008)
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    Research has repeatedly shown that educational opportunities are distributed unevenly in all countries. Therefore, the question is not whether family background and educational outcomes are related but to what degree they are related. This latter question then invites a comparative perspective. That is, does social inequality in education differ across time and countries? If yes, which institutional characteristics can explain differences in educational inequality? Educational inequality is conceptualized as the association between individuals’ and their parents’ highest educational level attained. Intergenerational educational mobility processes are analysed for 20 industrialized nations by means of log-linear and log-multiplicative models. The results show that the degree of educational mobility has remained stable across the second half of the 20th century in virtually all countries. However, nations differ widely in the extent to which parents’ education influences their children’s educational attainment. The degree of educational inequality is associated with the institutional structure of national education systems. Rigid systems with dead-end educational pathways appear to be a hindrance to the equalization of educational opportunities, especially if the sorting of students occurs early in the educational career. This association is not mediated by other institutional characteristics included in this analysis that do not exert notable influences on educational mobility.

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